Governance and Conduct Obligations in Financial Services
Gamertsfelder· ISBN 9780409343489
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This text provides an introduction to the nature of obligations which are specifically imposed on high managerial agents of corporations, and also provides an overview of general conduct obligations, mis-selling and conduct risk generally in financial services. Corporate Governance in Financial Services is a useful resource for practitioners working in the areas of commercial law, corporations law, intellectual property, litigation and media and communications.
Features
Unifying framework for examining the nature of obligations specifically imposed on high managerial agents of corporations and also an overview of general conduct obligations, mis-selling and conduct risk generally in financial services
Plain English explanations of complex concepts
Related Titles
Baxt, Black & Hanrahan, Securities and Financial Services Law, 8th ed, 2012